S&W Co. Warrants Exp. 6/30/15

CUSIP: sanw Class: WT

Curi Capital, LLC's Holding History (CIK: 0001332905)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 169,999 Value ($000) $407 Avg Close — Range —
Q1 2015
Shares 169,999 Value ($000) $404 Avg Close — Range —
Q4 2014
Shares 169,999 Value ($000) $0 Avg Close — Range —